TAILIEUCHUNG - Apex Clearing Corp. All Mutual Funds: Data as of Jan 4th 2013, but is subject to change

However, part of this increase can be due to the inclusion of new lucky funds. As a consequence, the standard approach does not provide guidance on the location of funds with differential performance in the tails of the cross-sectional alpha distribution. For instance, suppose that the number of funds with negative estimated alphas increases by 50 as γ passes from to . If all these 50 funds are lucky, we would conclude that the few funds with negative performance are located in the extreme left tail. On the contrary, if none of them is lucky, we would say that the funds with negative performance are more. | Apex Clearing Corp. All Mutual Funds Data as of Jan 4th 2013 but is subject to change. Note Client orders must be submitted atleast 15 minutes prior to the Funds official cut-off time below otherwise entry will be on a best-efforts basis. Direxion Profunds Rydex Vanguard among others now have early cut-off times. To search for a particular mutual fund via symbol name etc use the Search Box in top menu bar of Adobe Reader. For easier viewing increase size to atleast 125 . ữ Adobe Reader File Edit View Document Tools Window Help I 1 r lira 1 1 f3i Find Name Share Class Cusip Symbol Load Type NTF Status Redemption Fee Family Name Open Yes No Initial Buy Min Subsequent Buy Min IRA Initial Buy Min Settles days Cut Off EST 360 USX CHINA CLASS A A 885572107 HPCHX FRONT END NON-NTF N A 360 Y 2500 250 1000 3 4 00 PM 360 USX CHINA CLASS C C 885572206 HPCCX BACK END NON-NTF N A 360 Y 2500 250 1000 3 4 00 PM 361 ABSOLUTE ALPHA CLASS A A 461418527 AAFAX FRONT END NON-NTF 2 90 DAYS 361 CAPITAL Y 2500 1 2500 1 4 00 PM 361 ABSOLUTE ALPHA CLASS I I 461418519 AAFIX NO LOAD NON-NTF 2 90 DAYS 361 CAPITAL Y 100000 1 100000 1 4 00 PM 361 LONG SHORT EQUITY CLASS A A 461418329 ALSQX FRONT END NON-NTF 2 90 DAYS 361 CAPITAL Y 2500 1 2500 1 4 00 PM 361 LONG SHORT EQUITY CLASS I I 461418311 ALSZX NO LOAD NON-NTF 2 90 DAYS 361 CAPITAL Y 100000 1 100000 1 4 00 PM 361 MANAGED FUTURES CLASS A A 461418345 AMFQX FRONT END NON-NTF 2 90 DAYS 361 CAPITAL Y 2500 1 2500 1 4 00 PM 361 MANAGED FUTURES CLASS I I 461418337 AMFZX NO LOAD NON-NTF 2 90 DAYS 361 CAPITAL Y 100000 1 100000 1 4 00 PM AAM BAHL AND GAYNOR INCOME GROWTH CLASS A A 461418188 AFNAX FRONT END NON-NTF 2 90 DAYS AAM Y 2500 250 2500 1 4 00 PM AAM BAHL AND GAYNOR INCOME GROWTH CLASS C C 461418162 AFNIX NO LOAD NON-NTF 2 90 DAYS AAM Y 1000000 100000 1000000 1 4 00 PM ABERDEEN ASIA BOND CLASS A A 003021227 AEEAX FRONT END NON-NTF 2 30 DAYS ABERDEEN Y 1000 50 1000 3 4 00 PM ABERDEEN ASIA BOND CLASS C C 003021219 AEECX BACK END NON-NTF 2

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