TAILIEUCHUNG - Lecture Legal and regulatory aspects of banking supervision – Chapter 21

The following will be discussed in this chapter: Foundations of a sound supervisory system, supervisory powers, institutional pre-conditions for dealing with weak banks, identification of weak banks, supervision methods for identification of weak banks. | MBF-705 LEGAL AND REGULATORY ASPECTS OF BANKING SUPERVISION OSMAN BIN SAIF Session: TWENTY ONE Summary of previous Session What are Weak Banks? Mandate of Basel Committee Task force Supervisory objectives for Dealing with Weak Banks Guidelines and Principles for dealing with weak banks Symptoms and causes of bank problem Result of loose supervision To the external environment 2 Agenda of this Session Foundations of a Sound supervisory system Supervisory Powers Institutional pre-conditions for dealing with weak banks Identification of weak Banks Supervision Methods for identification of weak banks 3 Foundations of a Sound Supervisory System The Basel Core Principles for Effective Banking Supervision and its Methodology set out the necessary foundations of a sound supervisory system. They are also crucial in preventing and dealing with weak banks. 4 Supervisory Powers In essence and to be effective, laws must provide for or supervisors must be given powers to set and/or require: .

• Ngân hàng - Tín dụng
• Banking supervision
• Banking operations
• Banking practices globally
• Role of the supervisor
• Banking companies ordinance
• Bank regulation
• Financial supervision
• Banking system
• Mortgage brokers