TAILIEUCHUNG - Lecture Legal and regulatory aspects of banking supervision – Chapter 2

The following will be discussed in this chapter: General principles of banking regulation, banking crises, banking system (operations, potential problems, criticality), institutional investors, investment banks, pension funds, hedge funds. | MBF-705 LEGAL AND REGULATORY ASPECTS OF BANKING SUPERVISION OSMAN BIN SAIF Session: Two Summary of Previous Session Course Objectives Key Learning Outcomes Course Contents/ Structure Why we need regulations? Who are the supervisors / regulators of banking industry? How bank earns Profit? What is safety and soundness of a bank? How is safety and soundness of a bank measured? CAMELS 2 Summary of Previous Session (Contd.) What is consumer protection? What are the key objectives of bank regulation? 3 Agenda of this session General principles of banking regulation Banking Crises Banking system (Operations, potential Problems, Criticality) Institutional investors investment banks Pension Funds Hedge funds Central Bank. US Example 4 Agenda of this Session (Contd.) Government Securities / Bonds Credit rating agencies Mortgage Brokers Secondary Mortgage Markets Mortgage backed security OTC 5 General Principles of Bank Regulations Banking regulations can vary widely across nations and .

• Ngân hàng - Tín dụng
• Banking supervision
• Banking operations
• Banking practices globally
• Role of the supervisor
• Banking companies ordinance
• Bank regulation
• Banking system
• Financial supervision
• Mortgage brokers