TAILIEUCHUNG - 2013 INVESTMENT ADVISER RENEWAL

One other thing you can do to make it easier for them is to prepare the stock as much as you can before you bring it in so that they have a minimum number of steps to perform on the lumber. If all they have to do is plane 5 pieces from 3/4" to 3/8", it is a lot easier for them than if you ask them to joint, rip, resaw, then plane. If your stock is thick you may need to ask them to do all those steps because it is senseless to plane thick stock way down. But. | 2013 INVESTMENT ADVISER RENEWAL Department of Financial Institutions Securities Division November 13 2012 Washington state Department of Financial Institutions Overview TOPICS DFI Renewal Notice FINRA Renewal Calendar Renewal Fees Renewal Statements Payment Options Payment Deadline Post-dated Form ADV-W Filings Resources iix Washington state Department of w Financial Institutions Securities Division 2013 Investment Adviser Renewal 2 DFI Renewal Notice On October 22 2012 a notice was sent via email to all registered investment advisers STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION PC Box MM . Olpiipa. UbsnmgWi S 5C7 SOM recpnone S i SO2-SÍ60 . TOO 38CI8643X26 . Bax 380 19OT-ữsa xvtcsne mwjliirajtiwar INVESTMENT ADVISER RENEWAL NOTICE FOR 2013 October 22 2012 Dear Registered Investment Adviser Renewal season is almost here. The annual renewal fees for investment advisers and then representatives must be paid to the Investment Adviser Registration Depository IARD by December 13 2012 Fees The North American Securities Administrators Association NASAA has announced its continued waiver of the IARD system fees for investment advisers and the reinstatement of substantially reduced annual system fees for investment adviser representatives. The following fees for 2013 are as follows Preliminary Renewal Statement The Preliminary Renewal Statement displays a list of renewal fees owed by your firm. REGISTRANT RENEWAL FEE Investment Adviser IARD Firm System Processing Fee 5 0 Investment Adviser Washington State 575 Investment Adviser Other Jurisdictions Investment Adviser Representative IARD Firm System Processing Fee 510 Investment Adviser Representative Washington state 520 Investment Adviser Representative Other Jurisdictions Important Dates MONTH DAY DEADLINE INFORMATION November 12 Preliminary Renewal Statements and reports available for review December 13 Deadline for Renewal statement payments to IARD INSTRUCTIONS ON RETRIEVAL OF .

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