TAILIEUCHUNG - INVESTMENT COMPANY ACT OF 1940

The most important investment strategy has to do with support for creative activity within communitie as it emerges in relatively organic ways. This has to b led in large part through the allocation of direct and flexible grant support for artists and cultural groups. This demand-oriented support would primarily be provided within neighborhoods, but could also consist of partnerships with citywide and regional organizations, particularly where there is the potenti to connect places to institutions and audiences that would not easily be involved otherwise. In the best of situations, resources would not have to be slotted to strict grant deadline schedules but would be allocated. | INVESTMENT COMPANY ACT OF 1940 As Amended through . 112-90 APPROVED January 3 2012 table OF CONTENTS Sec. 1. Findings and Declaration of Policy. Sec. 2. General Definitions. Sec. 3. Definition of Investment Company. Sec. 4. Classification of Investment Companies. Sec. 5. Subclassification of Management Companies. Sec. 6. Exemptions. Sec. 7. Transactions by Unregistered Investment Companies. Sec. 8. Registration of Investment Companies. Sec. 9. Ineligibility of Certain Affiliated Persons and Underwriters. Sec. 10. Affiliations of Directors. Sec. 11. Offers of Exchange. Sec. 12. Functions and Activities of Investment Companies. Sec. 13. Changes in Investment Policy. Sec. 14. Size of Investment Companies. Sec. 15. Investment Advisory and Underwriting Contracts. Sec. 16. Changes in Board of Directors Provisions Relative to Strict Trusts. Sec. 17. Transactions of Certain Affiliated Persons and Underwriters. Sec. 18. Capital Structure. Sec. 19. Dividends. Sec. 20. Proxies Voting Trusts Circular Ownership. Sec. 21. Loans. Sec. 22. Distribution Redemption and Repurchase of Redeemable Securities. Sec. 23. Distribution and Repurchase of securities Closed-End Companies. Sec. 24. Registration of Securities Under Securities Act of 1933. Sec. 25. Plans of Reorganization. Sec. 26. Unit Investment Trusts. Sec. 27. Periodic Payment Plans. Sec. 28. Face-Amount Certificate Companies. Sec. 29. Bankruptcy of Face-Amount Certificate Companies. Sec. 30. Periodic and Other Reports Reports of Affiliated Persons. Sec. 31. Accounts and Records. Sec. 32. Accountants and Auditors. Sec. 33. Filing of Documents With Commission in Civil Actions. Sec. 34. Destruction and Falsification of Reports and Records. Sec. 35. Unlawful Representations and Names. Sec. 36. Breach of Fiduciary Duty. Sec. 37. Larceny and Embezzlement. Sec. 38. Rules Regulations and Orders General Powers of Commission. Sec. 39. Rules and Regulations Procedure for Issuance. Sec. 40. Orders Procedure for Issuance. Sec. 41. .

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