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Thank you for trusting Kaplan Schweser to help you reach your goals. We are all very pleased to be able to help you prepare for the Level III CFA Exam. In this introduction, I want to explain the resources included with the SchweserNotes, suggest how you can best use Schweser materials to prepare for the exam, and direct you toward other educational resources you will find helpful as you study for the exam. Besides the SchweserNotes themselves, there are many educational resources available at Schweser.com. Just log in using the individual username and password that you received when you purchased the SchweserNotes | CFA I 2012 Level III Book 1 Ethical and Professional Standards Behavioral Finance and Private Wealth Management SchweserNotes for the CFA Exam KAPLANJ SCHWESER Book 1 - Ethical and Professional Standards Behavioral Finance and Private Wealth Management Readings and Learning Outcome Statements.10 Study Session 1 - Code of Ethics and Standards of Professional Conduct.16 Study Session 2 - Ethical and Professional Standards in Practice.85 Self-Test - Ethical and Professional Standards.127 Study Session 3 - Behavioral Finance.150 Self-Test - Behavioral Finance.221 Study Session 4 - Private Wealth Management. 224 Self-Test - Private Wealth Management and Behavioral Finance. 376 Formulas.379 Index.381 SCHWESERNOTES 2012 CFA LEVEL III BOOK 1 ETHICAL AND PROFESSIONAL STANDARDS BEHAVIORAL FINANCE AND PRIVATE WEALTH MANAGEMENT 2011 Kaplan Inc. All rights reserved. Published in 2011 by Kaplan Schweser. Printed in the United States of America. ISBN 978-1-4277-3614-7 1-4277-3614-6 PPN 3200-1735 If this book does not have the hologram with the Kaplan Schweser logo on the back cover it was disưibuted without permission of Kaplan Schweser a Division of Kaplan Inc. and is in direct violation of global copyright laws. Your assistance in pursuing potential violators of this law is greatly appreciated. Required CFA Institute disclaimer CFA and Chartered Financial Analyst are trademarks owned by CFA Institute. CFA Institute formerly the Association for Investment Management and Research does not endorse promote review or warrant the accuracy of the products or services offered by Kaplan Schweser. Certain materials contained within this text are the copyrighted property of CFA Institute. The following is the copyright disclosure for these materials Copyright 2012 CFA Institute. Reproduced and republished from 2012 Learning Outcome Statements Level I II and III questions from CFA Program Materials CFA Institute Standards of Professional Conduct and CFA Institute s Global Investment .
