TAILIEUCHUNG - Law of the People's Republic of China on Securities

Monitoring of ongoing disclosure requirements is also not typically the sole purview of exchanges. Given that at least some aspects of disclosure regimes are not based on stock exchange rules but on legislation or regulatory authority rules (., in the area of takeovers or accounting standards), exchanges may have a minor role in enforcing non-compliance. More often than not, the thrust of exchanges' responsibility in the enforcement function lies in their capacity to monitor market developments and bring cases to the attention of securities regulators. Hence, exchanges can obviously make an important contribution to the prevention of fraud and other. | Law of the People s Republic of China on Securities Order of the President of the People s Republic of China No. 43 The Law of the People s Republic of China on Securities revised and adopted at the 18th Meeting of the Standing Committee of the Tenth National People s Congress of the People s Republic of China on October 27 2005 is hereby promulgated and shall go into effect as of January 1 2006. Hu Jintao President of the People s Republic of China October 27 2005 Law of the People s Republic of China on Securities Adopted at the 6th Meeting of the Standing Committee of the Ninth National People s Congress on December 29 1998 amended in accordance with the Decision of the Standing Committee of the Tenth National People s Congress on Amending the Securities Law of the People s Republic of China adopted at its 11th Meeting on August 28 2004 and revised by the Standing Committee of the Tenth National People s Congress at its 18th Meeting on October 27 2005 Contents Chapter I General Provisions Chapter II Issuing of Securities Chapter III Trading of Securities Section 1 General Regulations Section 2 Listing of Securities Section 3 Continuous Disclosure of Information Section 4 Prohibited Trading Activities Chapter IV Acquisition of Listed Companies Chapter V Stock Exchanges Chapter VI Securities Companies Chapter VII Securities Registrar and Clearance Institutions Chapter VIII Securities Service Institutions Chapter IX Securities Industry Association Chapter X Securities Regulatory Authority Chapter XI Legal Liability Chapter XII Supplementary Provisions Chapter I General Provisions Article 1 This Law is enacted for the purpose of regulating the issuing and trading of securities protecting the lawful rights and interests of investors safeguarding the economic order and public interests of the society and promoting the socialist market economy. Article 2 Within the territory of the People s Republic of China this Law is applicable to the issuing and trading of shares .

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